Morning 8-Ks: Capital One Redeems Preferred Stock, Hovnanian's Preliminary Results, and a CEO Change at Exyn

Five Form 8-K filings hit SEC EDGAR on the morning of August 20, 2026, covering everything from a preferred stock redemption to an executive transition. Here’s what each one actually says.

Capital One Financial Corp — Item 8.01, Item 9.01

Filed at 9:22:09 AM ET. Item 8.01 (“Other Events”) is a catch-all category companies use to disclose events that don’t fit neatly into the other numbered items on Form 8-K.

Capital One issued a press release on August 20, 2026 announcing it will redeem all outstanding shares of its Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series M ($0.01 par value, CUSIP 14040HCF0). The redemption date is set for September 1, 2026, at a redemption price of $1,000 per share. The filing states all 1,000,000 outstanding shares of Series M Preferred Stock will be redeemed. Regular dividends will be paid separately on the redemption date to holders of record as of the close of business on August 17, 2026, after which dividends on the shares will cease to accrue. Item 9.01 lists the press release as Exhibit 99.1. The filing is signed by Matthew W. Cooper, General Counsel and Corporate Secretary.

Hovnanian Enterprises Inc. — Item 2.02, Item 9.01

Filed at 10:02:33 AM ET. Item 2.02 (“Results of Operations and Financial Condition”) is used when a company discloses financial results, typically via an earnings release.

Hovnanian issued a press release on August 20, 2026 announcing preliminary financial results for its fiscal third quarter ended July 31, 2026, attached as Exhibit 99.1. The filing notes the information is being “furnished,” not “filed,” under the Exchange Act. The release discusses several non-GAAP measures the company uses to present results: EBIT, EBITDA, Adjusted EBITDA (which excludes inventory impairments, land option write-offs, and gain on extinguishment of debt), Adjusted EBIT, and homebuilding gross margin (before cost of sales interest expense and land charges). The filing excerpt does not include the actual dollar figures from the results.

Exyn Technologies, Inc. — Item 2.02, Item 7.01, Item 9.01

Filed at 9:50:35 AM ET. This filing combines two disclosure types: Item 2.02 for financial results, and Item 7.01 (“Regulation FD Disclosure”), which companies use to broadly disclose material information to comply with fair-disclosure rules.

Under Item 2.02, Exyn disclosed that on August 19, 2026 it issued a press release announcing financial results for the second quarter ended June 30, 2026 (Exhibit 99.1). Under Item 7.01, the company disclosed that on August 20, 2026 it issued a second press release (Exhibit 99.2) announcing:

• Benjamin Williams appointed Interim Chief Executive Officer
• Gregory McNeal appointed Chairman of the Board of Directors
• Both appointments follow the resignation of Brandon Torres Declet as Chief Executive Officer and Chairman of the Board, effective August 19, 2026

The filing is signed by Pedro Ricardo Sotelo, Chief Financial Officer.

Stone Point Credit Income Fund — Item 3.02

Filed at 9:50:11 AM ET. Item 3.02 (“Unregistered Sale of Equity Securities”) covers stock sales made without SEC registration, typically private placements to accredited investors.

The Fund disclosed that on August 1, 2026 (with the final share count determined August 19, 2026), it issued and sold 113,049.904 common shares (par value $0.001) at a net asset value of $24.6493 per share, for an aggregate offering price of $2,876,601, pursuant to investor subscription agreements. The filing states that since inception, the Fund has received capital commitments totaling $1,174,609,484, of which $776,463.891 remains unfunded, as stated in the filing. The sale was made under exemptions in Section 4(a)(2) and Rule 506 of Regulation D, and Regulation S, of the Securities Act. The Fund stated it relied on investor representations that each was an accredited investor. Signed by Steven P. Henke, Chief Financial Officer.

Federal Home Loan Bank of Dallas — Item 2.03

Filed at 10:15:23 AM ET, the latest-timed filing in this batch. Item 2.03 (“Creation of a Direct Financial Obligation”) is used when a registrant takes on new debt or an off-balance-sheet obligation.

The Bank disclosed that it funds itself primarily through the sale of debt securities called “consolidated obligations” — bonds and discount notes that are the joint and several obligations of all 11 Federal Home Loan Banks. These are sold through the Office of Finance, a joint office of the FHLBanks, and are backed only by the financial resources of the FHLBanks. The filing explicitly states they are “not obligations of, nor are they guaranteed by, the United States Government.” The filing references a Schedule A summarizing consolidated obligation bonds committed to be issued, though the Bank notes it has not made a materiality judgment on those bonds, and discount notes with maturities of one year or less are excluded from that schedule.

Filing Summary

Sourced directly from Form 8-K filings on SEC EDGAR. Not investment advice; see About for what this site does and doesn’t do.